Thursday, February 18, 2021

DIGEST/FLORES MAY OROSA/UNILONGO, ET. AL., vs. CA, ET. AL (Quo Warranto)

UNILONGO, ET. AL., vs. CA, ET. AL

[G.R. No. 123910.  April 5, 1999] 

(Quo warranto)

FACTS:

 

    Sto. Niño de Cul de Sac Neighborhood Association, Inc. (SNSNAI), was incorporated and registered by petitioners (hereafter referred to as the Unilongo group) as a non-stock corporation with the Securities and Exchange Commission (SEC).  Petitioners comprised SNSNAI's original Board of Trustees.

 

    An issue as to who is the rightful Board of Trustees of the said association ensued between the petitioners (the Unilongo group) and the private respondents(the Diño Group). Private respondents filed a complaint for Quo Warranto with Damages against petitioners before the RTC of Makati (Branch 63). RTC denied after hearing.

 

    Petitioners moved for reconsideration of the aforequoted order.  The trial court denied. Petitioners filed a petition for certiorari and prohibition with the CA raising practically the same issues set forth in their motion to dismiss.

 

    CA dismissed. Hence, the instant petition. Petitioners maintain the view that private respondents' complaint primarily concerns matters pertaining to their homeowners association, so that it is the Home Insurance and Guarantee Corporation (HIGC) which has jurisdiction over the dispute and not the regular courts pursuant to RA 580, conferring upon the said administrative agency, among others, the power to regulate and supervise the activities and operations of homeowners associations.

 

    Private respondents, on the other hand, claim that the regional trial court properly took cognizance of their quo warranto complaint in accordance with Rule 66 of the Rules of Court and Sec. 21(1) of B.P. No. 129 which vests the RTC with original jurisdiction to issue writs of quo warranto.

 

 

ISSUE:

 

    Whether it is the ordinary courts or the Home Insurance and Guarantee Corporation which has jurisdiction over the corporate controversy between the contending groups both of which claim to be the rightful officers of a homeowners association.

 

 

RULING:

 

     It is a settled rule that jurisdiction over the subject matter is determined by the allegations in the complaint.  Jurisdiction cannot be made to depend upon the pleas and defenses set up by the defendant in a motion to dismiss or answer otherwise jurisdiction would become dependent almost entirely upon the defendant.

 

    On the basis of the foregoing undisputed facts, the controversy between the parties is intra-corporate and, therefore, not cognizable by the ordinary courts of justice. The dispute between the contending parties for control of the corporation manifestly falls within the primary and exclusive jurisdiction of the SEC in whom the law has reserved such jurisdiction as an administrative agency of special competence to deal promptly and expeditiously therewith.

 

    Furthermore, the intent to remove from the regular courts jurisdiction over actions against persons who usurp corporate offices and quo warranto actions against corporations is crystallized in the 1997 Rules of Civil Procedure, as amended.  Section 2, Rule 66 of the old rules is deleted in its entirety, Section 1 (a), Rules 66 of the amended rules no longer contains the phrase “or an office in a corporation created by authority of law” found in the old section.  Section 1, Rule 66 of the new rules now reads:

 

SECTION 1.  Action by Government against individuals.-- An action for the usurpation of a public office, position or franchise may be commenced by a verified petition brought in the name of the Republic of the Philippines against:

(a) A person who usurps, intrudes into, or unlawfully holds or exercises a public office, position or franchise;

(b) A public officer who does or suffers an act which, by the provision of law, constitutes a ground for the forfeiture of his office; or

(c) An association which acts as a corporation within the Philippines without being legally incorporated or without lawful authority so to act.

 

    Explaining the changes in the aforequoted provision, Justice Jose Y. Feria states:

 

This rule is now limited to actions of quo warranto against persons who usurp a public office, position or franchise; public officers who forfeit their office; and associations which act as corporations without being legally incorporated.

 

    Actions of quo warranto against corporations, or against persons who usurp an office in a corporation, fall under the jurisdiction of the Securities and Exchange Commission and are governed by its rules.

 

    However, the jurisdiction of the SEC over homeowners associations has been transferred to the HIGC by EO 90 and exercise all the powers, authorities and responsibilities that are vested on the Securities and Exchange Commission with respect to home owners association.

 

    In this case, the entities involved are homeowners associations.  Although the SNSNAI is registered with the SEC as a non-stock, non-profit corporation, the purposes for which this neighborhood association was established correspond to the requirements laid down in the HIGC rules.

 

    Hence, whatever ambiguities may arise regarding jurisdiction over quo warranto actions against corporations or persons usurping corporate offices are now clarified and resolved by the 1977 Rules of Civil Procedure. Quo warranto actions against corporations or persons using corporate offices fall under the jurisdiction of the SEC, unless otherwise provided for by law, as in the instant case where the corporate entities involved are homeowners associations, in which case jurisdiction is lodged with the Home Insurance and Guarantee Corporation (HIGC).

 

Finally, private respondents have also raised the issue that petitioners are now estopped from assailing the jurisdiction of the courts over the intra-corporate controversy because the trial of the case before the regional trial court was already half-way through when the latter raised the issue of jurisdiction.

 

This is not true. Records bear out that the individual petitioners through their counsel had in fact filed a motion to dismiss in the Regional Trial Court on the ground, among others, that the regular courts lack jurisdiction over intra-corporate matters.  The trial court, however, did not act on the motion.  Instead, it proceeded to trial.  In fact, the allegations in the petition for certiorari and prohibitions filed by petitioners in the Court of Appeals were substantially a reiteration of those contained in the said motion to dismiss.

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